Cinda International Holdings Ltd.

Before formulating your investment strategy, you should understand more about your own investment objectives, risk tolerance level and individual financial needs. This questionnaire will help you analyse your specific investment attitude based on your personal investment goal, risk tolerance level, investment horizon, liquidity needs and financial strength.

1) What is your current age (years)?

A) 18 - 29 B) 30 - 39 C) 40 - 49 D) 50 - 59 E) 60 or above

2) How many people are you currently supporting (including parents, spouse and offspring etc.)?

A) None B) 1 C) 2 D) 3 E) 4 or more

3) Do you own any private property?

A) Yes, self-owned property without any mortgage liability
B) No, living with parents or renting a flat
C) Yes, self-owned property with little outstanding mortgage liability (the outstanding mortgage amount is below 50%)
D) Yes, self-owned property with significant outstanding mortgage liability (the outstanding mortgage amount is 50% or above)
E) Yes, but it is a depreciated asset (current market value is less than the outstanding mortgage)

4) How would you portray yourself as an investor?

A) I am an active and sophisticated investor and able to make investment decision on discretionary basis
B) I possess some investment knowledge / experience in unit trusts and unit-linked insurance
C) I have little investment knowledge / experience apart from bank savings and non-linked insurance
D) I have no investment knowledge / experience apart from bank savings

5) Will you accept higher risk in order to achieve higher return potential?

A) Absolutely Yes B) Yes C) Neutral D) No E) Absolutely No

6) Which of the following return objectives most closely reflect your personal investment goal? (Remember: the higher the return, the higher the risk)

A) Maximise capital growth as soon as possible
B) Stable, balanced income and capital growth
C) Earn a return which is slightly above bank deposit rate
D) Capital preservation with a return similar to bank deposit rate

7) What investment tenor is most suitable for your financial needs?

A) More than 10 years B) 7 to 10 years C) 4 to 6 years D) 1 to 3 years E) Within one year

8) Investment involves risk and your asset value can go up or down. What is your acceptable level of volatility tolerance?

A) Potential gain 30%, potential loss -15%
B) Potential gain 20%, potential loss -10%
C) Potential gain 10%, potential loss -5%
D) Potential gain 5%, potential loss -3%
E) Potential gain 3%, potential loss 0%

9) If you want to make a lump sum investment now, what is the maximum amount you are willing to invest?

A) HK$150,001 or above B) HK$100,001 to HK$150,000 C) HK$50,001 to HK$100,000 D) HK$20,001 to HK$50,000 E) HK$20,000 or less

10) How confident are you in your ability to make sound financial decisions?

A) Very confident B) Confident C) Neutral D) Not confident E) Absolutely not confident

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