| Schedule of Charges for Trading of Securities |
| Item |
Rates |
Remarks |
| Brokerage |
0.2% - 0.5% |
Min $80.00 |
Stock Exchange Trading
Fee
|
Transaction value
*0.005%
|
Both seller and buyer
need to pay |
SFC Transaction Levy
|
Transaction value *0.003%
|
| Stamp Duty |
@1.00 per
$1,000.00
on transaction value
|
1) Value rounded up to
the nearest dollars
2) Both seller and buyer need to
pay |
| Clearing Fee |
Transaction value
*0.003% |
Min $2.00 |
| Transfer Deed Stamp
Duty |
@$5.00 per transfer
form |
|
| Physical Stock
Withdrawal Charges |
Handling Fee @1.5 per
Lot +
CCASS Fee @3.5 per Lot
|
Handling Fee Min
$30.00, Max $500.00 |
| Withdrawal Charges for
Settlement instruction (SI ) |
@0.005% on value at
previous trading day |
Min $20.00
Max
$500.00
|
| Withdrawal Charges for
Individual Investor Settlement instruction (ISI ) |
Free of Charge |
|
| SI /ISI Amendment or
Revocation Instruction |
Free of Charge |
|
| Dividend-Handling
Charges |
@0.5% on dividend
amount |
Min $20.00, Max
$50,000.00 |
| CCASS Charges |
@0.12% on dividend
amount |
|
| Scrip Fee |
$2.00 per Broad Lot |
|
| Deemed Scrip Fee |
$1.25 per Broad Lot |
|
| Bonus Shares Collection
Charges |
$10.00 per
transaction |
|
Rights / Offer / share
consolidation and sub-division
|
Free of Charge |
|
| Custody Fee |
Free of Charge |
|
| Corporate actions
services fee (privatization, subscription etc.) |
Handling Charges $0.8
per lot +
CCASS Corporate actions fee $0.8 per
lot
|
Handling charges Min
$50.00,
Max$50,000.00 |
| Handling Charges for
Unclaimed Entitlement |
Handling Charges
$500.00
CCASS Charges $200.00 per transaction
|
|
| Return stock |
Free of Charge |
|
| Return cheque |
$100.00 per
transaction |
|
| Stop payment |
$100.00 per
transaction |
|
| Stock Segregated
accounts with statement service fee |
Opening Fee
$100.00
Monthly Fee $20.00 |
|
| New Share
application-EIPO |
$30.00 per
transaction |
|
| New Share application
(issue cheque) |
$50.00 per
transaction |
|
| Re-print statement |
$100.00 per month |
|
| Remittance Fees -TT- |
$250.00 per transaction |
|
| Remittance Fees -CHATS- |
$200.00 per transaction |
|
