Schedule of Charges for Trading of Securities
Item	Rates	Remarks
Brokerage	0.2% - 0.5%	Min $80.00
Stock Exchange Trading Fee	Transaction value *0.005%	Both seller and buyer need to pay
SFC Transaction Levy	Transaction value *0.003%
Stamp Duty	@1.00 per $1,000.00 on transaction value	1) Value rounded up to the nearest dollars 2) Both seller and buyer need to pay
Clearing Fee	Transaction value *0.003%	Min $2.00
Transfer Deed Stamp Duty	@$5.00 per transfer form
Physical Stock Withdrawal Charges	Handling Fee @1.5 per Lot + CCASS Fee @3.5 per Lot	Handling Fee Min $30.00, Max $500.00
Withdrawal Charges for Settlement instruction (SI )	@0.005% on value at previous trading day	Min $20.00 Max $500.00
Withdrawal Charges for Individual Investor Settlement instruction (ISI )	Free of Charge
SI /ISI Amendment or Revocation Instruction	$10.00 per transaction
Dividend-Handling Charges	@0.5% on dividend amount	Min $20.00, Max $500.00
CCASS Charges	@0.12% on dividend amount
Scrip Fee	$2.00 per Broad Lot
Deemed Scrip Fee	$1.25 per Broad Lot
Bonus Shares Collection Charges	$10.00 per transaction
Rights / Offer / share consolidation and sub-division	Free of Charge
Custody Fee	Free of Charge
Corporate actions services fee (privatization, subscription etc.)	Handling Charges $0.8 per lot + CCASS Corporate actions fee $0.8 per lot	Handling charges Min $50.00, Max$500.00
Handling Charges for Unclaimed Entitlement	Handling Charges $500.00 CCASS Charges $200.00 per transaction
Return cheque or stock	$100.00 per transaction
Stop payment	$100.00 per transaction
Stock Segregated accounts with statement service fee	Opening Fee $100.00 Monthly Fee $20.00
New Share application-EIPO	$30.00 per transaction
New Share application (issue cheque)	$50.00 per transaction
Re-print statement	$100.00 per month	Over 6 months
Re-issue e-Statement	$10 per day or month	Over 3 business day between 6 months
	$100 per month	Over 6 months
e-Trade Account	Maintain Balance $500.00
e-Trade Monthly Fee	$350.00
e-trade customer place order through telephone service	$100 per executed order

Schedule of Charges for Trading of Stock Option
Item	Rates	Remarks
Stock Option Brokerage	0.2% - 0.5%	Min $80.00
Tariff (Levy)	$3.00 (Tier 1) per contract $1.00 (Tier 2) per contract	Imposed by SEHK
Exercise Fee	$3.00 per Contract
Amendment Exercise Instruction	$3.00 per Contract
Other Instruction	$5.00 per Contract
Assignment/Exercise Brokerage	Transaction value *0.25%	Min $80.00
Stamp Duty	$1.00 per $1,000.00 on transaction value	Value rounded up to the nearest dollars
Stock Exchange Trading Fee SFC Transaction Levy	Transaction value *0.005% Transaction value *0.003%	Both seller and buyer need to pay
Clearing Fee	Transaction value *0.003%	Min $2.00
Cover Call Option	@0.005% on value at previous trading day	Min $20.00 Max $200.00
Contract Adjustments Fee (In the event of a rights issue, bonus issue or unusually large dividend etc.)	$50.00 per transaction
Minimum Margin Requirement	$20,000.00
*For other charges please refer to Scedule of Charges for trading of securities